Aromatase Inhibitors in Breast Cancer
Ian E. Smith, M.D., and Mitch Dowsett, Ph.D. NEJM 2003:348:2431
The third-generation aromatase inhibitors provide novel approaches to the endocrine
treatment of breast cancer. These drugs are effectively challenging tamoxifen, the
previous gold standard of care, for use in postmenopausal patients with
estrogen-receptorpositive cancers, who make up the majority of patients with breast
cancer. These agents are also being considered for use in chemoprevention, a strategy in
which tamoxifen has already been shown to reduce the incidence of breast cancer.
Background
Mechanisms of Action
Estrogen is the main hormone involved in the development and growth of breast tumors;
oophorectomy was first shown to cause regression of advanced breast cancer more than a
century ago,and estrogen deprivation remains a key therapeutic approach. Tamoxifen
inhibits the growth of breast tumors by competitive antagonism of estrogen at its receptor
site. Its actions are complex, however, and it also has partial estrogen-agonist
effects. These partial agonist effects can be beneficial, since they may help prevent bone
demineralization in postmenopausal women, but also detrimental, since they are associated
with increased risks of uterine cancer and thromboembolism. In addition, they may play a
part in the development of tamoxifen resistance.In contrast, aromatase inhibitors
markedly suppress plasma estrogen levels in postmenopausal women by inhibiting or
inactivating aromatase, the enzyme responsible for the synthesis of estrogens from
androgenic substrates (specifically, the synthesis of estrone from the preferred substrate
androstenedione and estradiol from testosterone). Unlike tamoxifen, aromatase inhibitors
have no partial agonist activity.
Sources of Aromatase
Aromatase, an enzyme of the cytochrome P-450 superfamily and the product of the CYP19
gene,24 is highly expressed in the placenta and in the granulosa cells of ovarian
follicles, where its expression depends on cyclical gonadotropin stimulation. Aromatase
is also present, at lower levels, in several nonglandular tissues, including subcutaneous
fat, liver, muscle, brain, normal breast, and breast-cancer tissue. Residual estrogen
production after menopause is solely from nonglandular sources, in particular from
subcutaneous fat. Thus, peripheral aromatase activity and plasma estrogen levels
correlate with body-mass index in postmenopausal women.At menopause, mean plasma estradiol
levels fall from about 110 pg per milliliter (400 pmol per liter) to low but stable levels
of about 7 pg per milliliter (25 pmol per liter). In postmenopausal women, however, the
concentration of estradiol in breast-carcinoma tissue is approximately 10 times the
concentration in plasma,probably in part because of the presence of intratumoral
aromatase.
Aromatase Inhibition in Premenopausal Women
In premenopausal women, the use of aromatase inhibitors leads to an increase in
gonadotropin secretion because of the reduced feedback of estrogen to the hypothalamus and
pituitary, and in some animal models aromatase inhibition increases the weight of the
ovaries. Investigation of aromatase inhibition in breast cancer before menopause has
consequently been minimal, aside from tests of aromatase inhibition in combination with
the use of a gonadotropin-releasinghormone agonist to suppress ovarian function. The
short-term application of letrozole, a third-generation aromatase inhibitor, has recently
been successful for the induction of ovulation in women with infertility. The data in the
current review, however, pertain solely to postmenopausal women.
Clinical Development and Pharmacology
Aminoglutethimide, the first aromatase inhibitor, was initially developed as an
anticonvulsant but was withdrawn from use after reports of adrenal insufficiency. It was
subsequently found to inhibit several cytochrome P-450 enzymes involved in adrenal
steroidogenesis and was then redeveloped for use as "medical adrenalectomy"
against advanced breast cancer. Side effects, including drowsiness and rash, limited its
use, but the discovery that its efficacy was mainly due to aromatase inhibition stimulated
the development of numerous new inhibitors during the 1980s and early 1990s. They are
described as first-, second-, and third-generation inhibitors according to the chronologic
order of their clinical development, and they are further classified as type 1 or type 2
inhibitors according to their mechanism of action . Type 1 inhibitors are steroidal
analogues of androstenedione and bind to the same site on the aromatase molecule, but
unlike androstenedione they bind irreversibly, because of their conversion to reactive
intermediates by aromatase. Therefore, they are now commonly known as enzyme inactivators.
Type 2 inhibitors are nonsteroidal and bind reversibly to the heme group of the enzyme
by way of a basic nitrogen atom; anastrozole and letrozole, both third-generation
inhibitors, bind at their triazole groups.
The second-generation aromatase inhibitors include formestane
(4-hydroxyandrostenedione) a type 1 compound, and fadrozole, a type 2 imidazole. Each has
been found to have clinical efficacy, but formestane has the disadvantage of requiring
intramuscular injection, and fadrozole causes aldosterone suppression, limiting its use to
doses that produce only about 90 percent inhibition. Other second-generation aromatase
inhibitors have been investigated clinically but have never been approved for clinical
use. The third-generation inhibitors, developed in the early 1990s, include the triazoles anastrozole (Arimidex) and
letrozole (Femara) and the steroidal agent exemestane
(Aromasin). In contrast to aminoglutethimide and fadrozole, their
specificity appears to be nearly complete at clinical doses, with little or no effect on
basal levels of cortisol or aldosterone
Pharmacokinetics
Anastrozole, letrozole, and exemestane are administered orally. Anastrozole and letrozole
have similar pharmacokinetic properties, with half-lives approximating 48 hours, allowing
a once-daily dosing schedule. The half-life of exemestane is 27 hours. Pharmacokinetic
interactions between some inhibitors and tamoxifen have been described. Aminoglutethimide
induces cytochrome P-450 activity, which reduces tamoxifen levels.In contrast, the levels
of anastrozole and letrozole are reduced (by a mean of 27 percent and 37 percent,
respectively) when they are coadministered with tamoxifen, but these reductions are not
associated with impaired suppression of plasma estradiol levels.
Comparative Pharmacologic Efficacy
The third-generation aromatase inhibitors have been found in preclinical studies to be
more than three orders of magnitude more potent than aminoglutethimide. All of them
markedly suppress plasma estrogen levels, but the very low plasma estrogen levels in
postmenopausal women and the limited sensitivity of immunoassays have made it difficult to
estimate precisely their relative effectiveness. In contrast, isotopic measurement of
whole-body aromatization has greater sensitivity and allows valid comparisons among
studies. This method has demonstrated that greater inhibition is achieved with
third-generation compounds than with earlier inhibitors: the mean degree of inhibition
with anastrozole, exemestane, and letrozole at clinical doses is greater than 97 percent,
as compared with about 90 percent for aminoglutethimide.The increased potency of the
third-generation inhibitors is associated with better clinical efficacy than that offered
by aminoglutethimide or the second-generation inhibitor fadrozole.
Recently, subtle differences in potency between two of the third-generation inhibitors
have been demonstrated. In a small, double-blind crossover trial, letrozole was
associated with greater aromatase inhibition than anastrozole and lower plasma levels
of estrone and estrone sulfate.
Aromatase has intratumoral activity in the majority of breast carcinomas, and isotopic
assays have shown that such activity contributes substantially to intratumoral estrogen
levels; anastrozole, letrozole, and exemestane all markedly inhibit it. However, the
relative clinical significance of the effects of these agents on peripheral and
intratumoral aromatase activity is unknown.
Current Clinical Role
As already noted, the data reviewed in this article pertain solely to postmenopausal
women; the use of aromatase inhibitors in premenopausal women with breast
cancer who have normal ovarian function is contraindicated. Their use is
also, in general, contraindicated in women with estrogen-receptornegative and
progesterone-receptornegative cancer, given that such tumors are unresponsive to
other forms of endocrine therapy.
Advanced Disease
First-Line Therapy
One of the most important recent developments in therapy for breast cancer has been the demonstration that letrozole and probably also anastrozole are superior to
tamoxifen as first-line treatment for advanced disease. Previous trials in which
tamoxifen was compared with other endocrine agents, including diethylstilbestrol,1
progestins, androgens,other antiestrogens, and first- and second-generation aromatase
inhibitors,consistently failed to show such a difference. By current standards, these
trials were underpowered, and most of them were not blinded, but nevertheless their
results were interpreted as suggesting that tamoxifen, through estrogen-receptor blockade,
provided the maximal possible endocrine control of breast cancer. Results with the
third-generation aromatase inhibitors have refuted this hypothesis and suggest further
possibilities for the development of endocrine therapy.
Three key trials of aromatase inhibitors as first-line therapy all of them
multicenter, double-blind studies involving patients whose tumors were
hormone-receptorpositive (or of unknown receptor status) have been published
. In the largest (a study involving 907 women, with a median follow-up of 18 months),
letrozole resulted in more tumor regressions and was associated with a longer time to
disease progression than tamoxifen (9.4 vs. 6.0 months; P=0.0001).60 This benefit was
significant irrespective of previous adjuvant treatment with tamoxifen, the site of
disease, or knowledge of the estrogen-receptor status. In the other two trials,
anastrozole was compared with tamoxifen, with conflicting results. One of them showed that
anastrozole, like letrozole, resulted in a longer time to disease progression than
tamoxifen (11.1 vs. 5.6 months; P=0.005) and a trend towards more tumor regressions. The
other, which was similar in design, failed to confirm these findings: for each outcome
variable, anastrozole was as effective as tamoxifen but not superior. Several reasons for
these differences have been proposed, including differences in the proportions of patients
whose estrogen-receptor status was unknown or who had previously received adjuvant
tamoxifen therapy, but none of these explanations are entirely adequate. Trials comparing
exemestane with tamoxifen as first-line treatment are under way; promising early results
have led to an expanded European trial.In summary, in advanced disease, letrozole is
clearly superior to tamoxifen as first-line therapy. For anastrozole, the data on
superiority are contradictory, but the drug is convincingly at least as good as tamoxifen.
Second-Line Therapy
In the 1990s, the clinical importance of several third-generation inhibitors became clear
when a series of trials showed them to be more effective than megestrol acetate as
second-line therapy after tamoxifen, despite some variation in the study results.
Trials of the second-generation inhibitors fadrozole and formestane and a trial of
another third-generation agent, vorozole, now discontinued from clinical study, failed to
show any such advantage. The margin of additional benefit with anastrozole, letrozole, and
exemestane was generally small, and the results differed slightly among the drugs, but
they were all associated with a very low incidence of serious side effects and with less
unwanted weight gain than megestrol acetate. In practice, developments in first-line
therapy rapidly diminished the clinical relevance of these findings.
Early Disease
Neoadjuvant Therapy
Trials of tamoxifen as an alternative to surgery in elderly women have consistently shown
high rates of short-term tumor regression but poor long-term local control. The option of endocrine therapy before, rather than instead of, surgery is more
attractive, both as a means of down-staging primary cancers to avoid mastectomy and
as an in vivo measure of tumor responsiveness. In small, nonrandomized studies in older
women (age, 59 to 88 years) with large primary tumors (diameter, >3 cm), preoperative
administration of anastrozole, letrozole, or exemestane has resulted in rates of tumor
regression higher than those previously reported for tamoxifen.However, in a small,
randomized trial of preoperative therapy, no difference was found between vorozole and
tamoxifen.
Evidence confirming that letrozole is superior to tamoxifen as neoadjuvant therapy has
recently come from a randomized, double-blind trial in which use of the two agents for
four months before surgery was assessed in older patients (median age, 67 years) with
estrogen-receptorpositive or progesterone-receptorpositive large breast
cancers usually requiring a mastectomy. The patients assigned to
letrozole had a higher rate of regression than those assigned to tamoxifen, and more of
them had tumor regression sufficient to allow breast-conserving surgery.
There was also an unexpected and potentially important finding in a subgroup of patients
whose tumors were available for further analysis: of 17 patients whose tumors
overexpressed the cell-surface growth factor receptor c-ErbB-2 (HER2), c-ErbB-1 (epidermal
growth factor receptor [EGFR]) or both, 15 (88 percent) had a response to letrozole, as
compared with only 4 of 19 (21 percent) with a response to tamoxifen (Table 2).64 These
findings are consistent with the in vitro and in vivo observations that MCF-7 breast
cancer cells and xenografts transfected with the c-erbB-2 gene do not grow without
estrogen, whereas their growth continues in the presence of tamoxifen.81 The results also
support the concept of "crosstalk" between the signal-transduction pathways for
steroids and those for growth factors.
These data on the use of letrozole for neoadjuvant therapy are preliminary, however, and
require verification in additional trials of aromatase inhibitors for neoadjuvant therapy,
which are currently under way. If those trials provide confirmatory data, they will
support preoperative therapy with aromatase inhibitors as an effective and well-tolerated
alternative to mastectomy for older patients with large, estrogen-receptorpositive
cancers.
Adjuvant Therapy
Tamoxifen given for approximately five years after surgery to patients with early,
estrogen-receptorpositive breast cancer is the current standard of care worldwide.
This approach reduces the risk of death by about 25 percent, a reduction that translates
into an absolute improvement in 10-year survival of more than 10 percent for patients with
involved nodes and 5 percent for those without.This seemingly limited increase translates
into many thousands of lives saved annually and almost certainly has contributed to the
decline in mortality from breast cancer seen over the past decade. It thus represents one
of the main success stories in cancer medicine. However, the efficacy of tamoxifen is only
partial. Furthermore, as described above, it is associated with an increased risk of
uterine cancer a risk that is small in absolute terms and far outweighed by the
number of lives saved from breast cancer, but one that is very real in the public
perception. Tamoxifen also increases the incidence of thromboembolism and often causes
troublesome side effects, including hot flashes and vaginal discharge.Thus, despite the
benefits offered by tamoxifen, there is room for improvement.
The first trial of an aromatase inhibitor given as adjuvant therapy was started more than
20 years ago with aminoglutethimide. By today's standards, this study was very small, but
it showed an early reduction in the risk of relapse or death; the reduction disappeared
with longer follow-up. In a more recent study, sequential administration of
aminoglutethimide after tamoxifen therapy, as compared with tamoxifen alone, was
associated with a trend toward improved survival.
Trials of adjuvant therapy with the third-generation aromatase inhibitors began roughly
seven years ago. Currently, there are at least 10 ongoing studies of the use of these
agents in postmenopausal women; they are scheduled to recruit almost 40,000 participants,
and more such studies have been planned. The designs of these trials differ, and among the
key issues addressed are the use of these agents in direct comparison with tamoxifen, as
combination therapy with tamoxifen, as sequential therapy with tamoxifen for a total of
five years, and as maintenance therapy after five years of tamoxifen therapy. In the first
and largest of these trials (Arimidex and Tamoxifen Alone or in Combination [ATAC] trial),
which has three study groups, tamoxifen is being compared with anastrozole or with a
combination of tamoxifen and anastrozole; 9366 patients have been enrolled. The first
analysis, conducted at a median follow-up of 33 months, showed a small but statistically
significant reduction in the rate of relapse with anastrozole as compared with tamoxifen:
89 percent of the patients assigned to anastrozole were relapse-free at 3 years, as
compared with 87 percent of those assigned to tamoxifen (relative risk reduction, 17
percent; P=0.013).The effect was seen only in patients whose tumors were known to be
hormone-receptorpositive (relative risk reduction, 22 percent). So far, the ATAC
trial has shown no differences in the rates of death from any cause, and there have been
very few breast cancer-related deaths.
Of interest, the combination of anastrozole and tamoxifen in the ATAC trial has not been
found to be superior to tamoxifen alone. A possible explanation is that tamoxifen
saturates available estrogen receptors and has partial agonist activity. The activated
tamoxifenestrogen-receptor complex cannot then be further modified by
anastrozole-induced decreases in estrogen levels, and the anticancer effect remains the
same as that provided by tamoxifen alone. Another finding, and one of potential relevance
to breast-cancer prevention, is that the incidence of contralateral
invasive breast cancer was significantly lower in the patients receiving anastrozole alone
(0.3 percent [9 cancers]) than in those receiving tamoxifen alone (1.0 percent [30
cancers], P=0.001) or combined treatment (0.7 percent [23 cancers]).
These findings are promising but preliminary. The absolute benefit in terms of freedom
from relapse appears to be very small thus far, and no survival benefit has emerged. In
addition, the anastrozole group has had a higher rate of fractures
than the other two groups. No data on tolerability during five years of treatment
with any of the inhibitors are so far available. Long-term problems with tamoxifen,
especially uterine cancer, emerged only after many years' experience. It is our view that tamoxifen should remain the standard of care for most
patients with early estrogen-receptorpositive breast cancer until further data
become available. In patients with a history of thromboembolism, however, or those in whom
tamoxifen is poorly tolerated, adjuvant therapy with anastrozole is now a useful
alternative. This opinion is in accord with a recent American Society of Clinical
Oncology evidence-based technology assessment, which also appropriately advises against
switching treatments in women who have already begun tamoxifen therapy. (Anastrozole has
very recently been granted fast-track approval in the United States and elsewhere for
adjuvant treatment of early hormone-receptorpositive breast cancer in postmenopausal
women, particularly if tamoxifen is contraindicated.)
Adverse Effects and Long-Term Risks and Benefits
The third-generation aromatase inhibitors appear to be very well tolerated, with a
remarkably low incidence of serious short-term adverse effects, reflecting the remarkable
specificity of their action. The commonest of these effects are hot
flashes, vaginal dryness, musculoskeletal pain, and headache, but they are usually mild.
Comparative trials indicate that such adverse effects are very similar in nature and
frequency to those of tamoxifen.Data from the ATAC trial, by far the largest trial of
adjuvant therapy (and one that is not confounded by tumor-related symptoms), indicate that
both treatments are well tolerated; however, the patients receiving anastrozole had a
significantly lower incidence of hot flashes, vaginal bleeding, vaginal discharge, and
venous thromboembolism and a significantly higher incidence of musculoskeletal symptoms
and fractures than those receiving tamoxifen
Differences between the aromatase inhibitors and tamoxifen in long-term adverse effects
are only starting to emerge. In contrast to findings with tamoxifen,
there is no evidence to suggest an increased risk of uterine carcinoma with aromatase
inhibitors (incidence, 0.1 percent, vs. 0.5 percent with tamoxifen) or venous
thromboembolism (2.1 percent and 3.5 percent, respectively)
Skeletal Effects
The risk of important long-term skeletal problems, including osteoporosis, may increase
with the use of aromatase inhibitors. The maintenance of bone density depends in part on
estrogen. Tamoxifen reduces bone demineralization through its agonist effect, at least in
postmenopausal women, whereas aromatase inhibitors may enhance this process by lowering
circulating estrogen levels. Short-term use of letrozole has been shown to be associated
with an increase in bone-resorption markers in plasma and urine,and (as mentioned earlier)
adjuvant therapy with anastrozole appears to be associated with a higher incidence of
fractures than adjuvant therapy with tamoxifen.However, it is possible that osteopenia
might be prevented or modified with concurrent use of bisphosphonates.
Cardiovascular Effects
The cardiovascular effects of aromatase inhibitors are currently unknown. Tamoxifen
appears to be estrogenic in this regard; in postmenopausal women it reduces the level of
low-density lipoprotein cholesterol but causes high-density lipoprotein cholesterol to
rise.Whether such effects on lipids translate into clinical gain remains uncertain. Some
trials have suggested that tamoxifen is associated with a reduction in coronary artery
disease, but so far such findings have not been confirmed, either in an overview or in a
large chemoprevention trial.In contrast, the estrogen-lowering effects of aromatase
inhibitors may prove to have an adverse effect on blood lipids: one small, short-term
study in postmenopausal women with breast cancer has shown an increase in total serum
cholesterol, low-density lipoprotein cholesterol, apolipoprotein B, and serum-lipid risk
ratios for cardiovascular disease after 16 weeks of letrozole treatment. The effect of
aromatase inhibitors on lipids remains an important area for further research.
Effects on Cognition
The brain is rich in estrogen receptors and contains aromatase, and it has been suggested
that estrogen-replacement therapy is associated with a reduced risk of Alzheimer's
disease.96 The results of randomized trials on the cognitive effect of estrogen in
postmenopausal women are conflicting, but in one study estrogen replacement improved
brain-activation patterns during working-memory tasks. The long-term effects of aromatase
inhibitors on cognitive function are unknown, and a great deal of careful follow-up will
be required to assess this issue.
Hormone-Replacement Therapy and Adjuvant Breast-Cancer Therapy
Menopausal symptoms are an important source of morbidity in patients with breast cancer.
Traditional wisdom has argued against the use of hormone-replacement therapy in such
patients, but recently this belief has been challenged. Retrospective analyses have failed
to confirm any increased risk of recurrence in women using hormone-replacement therapy
after treatment for breast cancer,and prospective trials are now addressing this issue.
Theoretically, hormone-replacement therapy could be given in conjunction with adjuvant
therapy with tamoxifen, on the basis of the efficacy of tamoxifen in premenopausal women,
who have high circulating levels of estrogens. In contrast, hormone-replacement therapy
would negate the action of aromatase-inhibitor therapy, and the combination would
therefore be illogical.
On balance, therefore, the potential gains in efficacy with the aromatase inhibitors as
compared with tamoxifen should be weighed carefully against the long-term risks and
short-term quality-of-life issues associated with hormone-replacement therapy. For some
women at relatively low risk of recurrence, a decision on the balance between efficacy and
side effects may be difficult, since background information is currently inadequate.
Chemoprevention
A substantial body of evidence supports the role of estrogen in the development of breast
cancer.Such evidence includes data from prospective studies relating plasma sex-steroid
levels to the risk of subsequent breast cancer. Chemoprevention with aromatase inhibitors
might be particularly suitable for women with relatively high plasma estrogen levels. Two
chemoprevention trials have already shown that tamoxifen reduces the incidence of breast
cancer, and previous trials of adjuvant tamoxifen have likewise shown an almost 50 percent
reduction in the development of cancer in the contralateral breast. The results of the
ATAC trial with regard to the development of contralateral invasive breast cancer (in 30
[1.0 percent] of those receiving tamoxifen vs. 9 [0.3 percent] of those receiving
anastrozole after a median of 33 months of follow-up) suggest, by extrapolation, that anastrozole might reduce the early incidence of breast cancer to an even
greater extent and thus have more potential in chemoprevention than tamoxifen.
Strategies to avoid the anticipated loss of bone density induced by aromatase inhibitors
would first need to be developed. An alternative approach might be to use a much smaller
dose of aromatase inhibitor in order to lower the levels of circulating estrogens but not
obliterate them. Such an approach might offer a substantial chemopreventive effect and
reduce the risk of serious long-term complications.
Other Issues
Is There a Best Third-Generation Aromatase Inhibitor?
Letrozole resulted in greater inhibition of aromatase than anastrozole in a crossover
pharmacodynamic trial,54 and evidence of the superiority of letrozole over tamoxifen in
advanced disease is solid. Preliminary data from a comparative trial of these two
inhibitors in advanced breast cancer after tamoxifen are confusing: letrozole was
associated with significantly more tumor regressions overall than anastrozole, but not in
the subgroup with known estrogen-receptorpositive tumors. There are no comparative
data on exemestane, although occasional further responses have been reported for it and
the second-generation inhibitor formestane in patients with relapses after therapy with
anastrozole, letrozole, or the other nonsteroidal inhibitors.This absence of total
cross-resistance is not explained by the degree of estrogen suppression and must involve
other biochemical effects. Overall, current circumstantial evidence suggests that there
are unlikely to be major clinical differences among these agents.
Aromatase Inhibitors in Combination with Chemotherapy
No studies have compared concurrent use of aromatase inhibitors and chemotherapy with
sequential use. The concurrent use of tamoxifen and chemotherapy increases the risk of
thromboembolism,105 but this problem does not appear to occur with the aromatase
inhibitors.
Conclusions
The third-generation aromatase inhibitors are a new development in the endocrine treatment
of estrogen-receptorpositive breast cancer in postmenopausal women. In the treatment
of advanced disease, letrozole is convincingly better than tamoxifen, and anastrozole is
at least as good. In early breast cancer, adjuvant therapy with anastrozole already
appears to be superior to adjuvant therapy with tamoxifen in reducing the risk of relapse,
and letrozole appears to be more effective than tamoxifen as preoperative therapy. It is
possible that third-generation aromatase inhibitors will have a future role in
chemoprevention, but the long-term effects of profound estrogen suppression in
postmenopausal women are unknown, and careful monitoring for bone demineralization and
other potential problems is essential as their role evolves.
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